What to expect when you open a brokerage account
If you are reading this you may think to open a brokerage account. You may want to invest for retirement or a child's education, or just trying to pay a little money you have booked. This booklet explains what to expect if you decide to open a brokerage account, including what information must be submitted, what decisions will be invited to do, what are the questions you should ask a broker and your rights as a client of the brokerage company.
And will be asked to provide information
When you decide to open an account, there will be paperwork. This will include the implementation of new features that brokerage firms could also be called a new form of account, explaining how open or something like that. This request must provide some information about yourself, and ask him to take certain decisions on its own. As described in more detail below, the riders use this information for various purposes, including learning about you and your financial needs and to comply with certain regulatory obligations. Although it may take some time to complete the application, it is important to answer questions about the specific application. Therefore, be sure to read the application and support agreements and other documents from the brokerage company that provides care - and ask about what you do not understand.
In the application again, along with other information, are likely to be asked to provide your...
for further details check it out this link
http://www.finra.org/investors/what-expect-when-you-open-brokerage-account
